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Improving Representation in Progressive Organizations
with the Single
Transferable Vote
By Dennis Pilon
Introduction
Increasingly, it seems, the demands for representation
in progressive
organizations are becoming hopelessly complex.
On the one hand, progressives need to work to assure that
their
organizations reflect and represent the diversity of Canadian
identity.
On the other hand, we have divergent views on key hot button
issues like
the environment, economic policy, and the role of government
and the
market in social policy - these differences also need effective
representation.
For the most part, progressive forces today are not managing
the process
of representing diversity very well. This is because we
tend to rely on
old zero-sum methods of election. These 'all or nothing'
approaches to
representation force different identity claims to compete
against each
other, or with issue-oriented concerns, with lousy results
for everybody.
What we need to do is replace our all or nothing methods
of election with
a more proportional approach, one that can effectively facilitate
the
diversity of representation we both want and need.
And here there is one proportional voting system that is
particularly well
suited to our purposes: the single transferable vote (STV).
Proportional representation (PR) is most often associated
with public
elections involving political parties. But any organization,
even
political parties themselves, could benefit from a 'proportional
representation' of its members, their various identities
and opinions. If
slates exist in an organization, STV will represent them
proportionately.
If they don't, STV will proportionately represent whatever
other interests
exist. For example, since the New York City School Boards
adopted STV in
1971 there has been a fairly close proportional representation
of the
city's race and ethnic diversity, even though these interests
are not
organized as slates or parties.
It's time for progressives to take proportional voting
seriously. In what
follows, we'll review how progressive organizations typically
elect
representatives now, and why these methods perform so poorly.
Then we'll
consider some of the ways in which organizations have tried
to 'fix' the
problem, and the contradictory results they've achieved.
Finally, we'll
sketch out how the STV form of PR works, and its potential
as a
progressive method for electing representatives.
What progressive organizations use now.
Typically, organizations elect representatives to specific
positions:
president, secretary, treasurer, etc. Sometimes the winner
needs only a
plurality of the vote (more votes than any other candidate),
sometimes
they require a majority. The latter is usually accomplished
through a
process known technically as 'exhaustive balloting'. Essentially,
if no
candidate gains a majority on the first ballot, the candidate
with the
least votes is dropped from the contest and balloting is
conducted again,
with the whole process repeated until one candidate does
secure a majority
of the votes.
Some organizations do not elect representatives to specific
positions.
Instead, they elect all representatives 'at large'. For
instance, if a
board had ten positions, then voters would have ten votes,
and the winning
candidates would be those ten with the most votes at the
end of balloting.
Some at large voting rules require voters to cast all the
votes they are
entitled to. With our example above, voters would have to
cast ten votes
for different candidates or have their ballot declared spoiled
and remain
uncounted. Those who support this rule believe that when
a voter casts
less than the number of votes they are entitled to, they
are 'plumping',
or gaining some kind of unfair advantage. However, it should
be noted,
the application of this rule to at large elections is uneven.
For
instance, elections in Ontario credit unions require it,
but contests for
Vancouver City Council do not.
Finally, many organizations combine the two approaches
above. Candidates
may then choose to run for specific positions like president
and
treasurer, or seek one of a number of board seats 'at large'.
Why these approaches don't work.
Our conventional methods of electing representatives create
'zero-sum'
results, they are 'winner take all'. Zero-sum approaches
to voting may
make sense when elected boards need to make decisions, but
for the
elections themselves our first priority must be to effectively
represent
our members. Here zero-sum voting rules fail miserably.
Let's sketch out
why.
Let's say we have an organization with two broad streams
of opinion that
need representation. Even if their respective support is
fairly evenly
divided, our conventional voting approaches will produce
very lopsided
results. In the example below, candidates for slate A and
slate B have
roughly similar levels of support, but slate A wins all
the
representation:
positions slate A slate B winner
President 55 45 A
Vice President 54 46 A
Treasurer 52 48 A
Secretary 54 46 A
The results appear even more stark where at large voting
is used:
candidates votes cast status
slate A candidate 1 55 elected
slate A candidate 2 54 elected
slate A candidate 3 54 elected
slate A candidate 4 52 elected
slate B candidate 1 48
slate B candidate 2 46
slate B candidate 3 46
slate B candidate 4 46
On the face of it, given that each slate above represents
around half the
membership, the most fair result would have seen each slate
win two seats
each. As it stands, slate B supporters, nearly 50% of the
group's
membership, have no representation at all. And this problem
just gets
worse the more diverse an organization is. In the example
below, three
slates contest an at large election with very unrepresentative
results:
candidates votes cast status
slate A candidate 1 46 elected
slate A candidate 2 44 elected
slate A candidate 3 42 elected
slate A candidate 4 40 elected
slate B candidate 1 35
slate B candidate 2 34
slate B candidate 3 32
slate B candidate 4 30
slate C candidate 1 30
slate C candidate 2 26
slate C candidate 3 22
slate C candidate 4 19
Slates B and C, comprising between them more than 50% of
the membership,
gain no representation at all in this at large election.
Of course, not all organizational elections are conducted
on the basis of
slates. And even where they are, strong, broadly popular
individual
candidates may draw support from all sides and weaken how
effective they
are. But these qualifications do not reduce or ameliorate
the arbitrary
or unrepresentative nature of 'all or nothing' voting systems.
Because
they are 'all or nothing', they tend to systematically over-represent
the
largest voting bloc, regardless of how organized they are,
and often to
the exclusion of everyone else.
How we've tried to fix them in the past.
In the last three decades, rising concern over representation
in
progressive organizations has led to the adoption of many
creative
'solutions' to the problem.
Sometimes organizations have relied on informal methods
to improve
representational diversity. If an organization is small
enough, moral
suasion and individual lobbying can be used, both to assure
that a diverse
group of candidates run, and that others do not run against
them. In
larger groups, the existence of slates is sometimes used
as a vehicle to
achieve a balanced 'ticket', one that embodies all the main
representational concerns.
More formal methods have also been adopted by progressive
organizations to
address representational deficiencies. Some set quotas that
require
slates to offer a diverse set of candidates, or a specific
minimum number
of candidates from a particular representational concern
(eg a minimum
number of women candidates). Sometimes quotas apply to the
results
themselves, either by instructing voters how to cast their
ballots (eg
'you must cast two of your five votes for female candidates'),
or by
altering the candidate order after balloting on the basis
of a
representational priority (eg 'the top two female vote-getters
will be
declared elected regardless of their position in the final
standings').
Another formal method adopted to improve representational
diversity is to
set aside a certain number of seats for designated groups,
and only
members of those groups may run for the positions (eg people
of colour,
gays and lesbians, etc).
Though some success has resulted from the adoption of these
various
strategies, few would dispute that they have fallen far
short of their
initial aims. And, over time, as new and more complicated
representational claims have emerged, these reforms have
proven difficult
to adapt. Let's examine why.
Informal methods to fix representational problems often
fail because they
rely too heavily on existing elites to manage the process,
the very elites
whose unrepresentativeness sparked the concerns in the first
place. Where
moral suasion is used to lobby candidates to run or ask
others to stand
down, the elites' own view of the 'right' candidates, whether
conscious or
not, will be foremost. Additionally, these kinds of informal
methods can
lead to friction as some are asked to serve and others are
passed over.
While often a necessary starting point in addressing problems
with
representation, these kinds of informal approaches cannot
be sustained
indefinitely.
On the other hand, where organizational elections regularly
feature
competing slates of candidates, informal methods that focus
on balancing a
'ticket', particularly in terms of the diversity of identity,
can work
effectively. However, while slates can often balance different
identity
claims, they tend to be more homogenous in terms of issues
or 'ideology'.
And since we know that our 'all or nothing' voting methods
typically
reward one slate with all the representation, we still have
a problem.
Formal methods of addressing representational problems
also face serious
limits.
First, they tend to mistake the nature of the problem.
Quotas are often
introduced because their proponents believe it is the only
way that voters
will nominate and vote for under-represented groups. But
as we've
demonstrated above, our choice of voting system can also
place
considerable constraints on voters, forcing them into zero-sum
choices (eg
identity versus identity, identity versus issue) that more
sophisticated
systems might allow them to avoid. Two decades of research
on women's
representation bears this out. Public attitudes have not
been the key
factor in whether women get elected or not; much more important
have been
the strategic incentives different voting systems offer
to parties and
party strategists.
Second, quota approaches, particularly designated seats,
can act as a
ceiling that limits minority representation. New Zealand's
Maori
population had four seats set aside for them in the national
parliament in
1867; since that time Maori representation seldom exceeded
four members.
But when that country switched to a proportional voting
system a few years
ago Maori representation immediately shot up to their proportion
of the
voting population. Designated seats under 'winner take all'
voting rules
effectively froze the representation of the Maori minority
for over a
century, despite changing circumstances and needs.
There is also a concern over 'who' votes for the candidates
running for
designated seats. In many organizations all members do,
but criticisms
have been raised that this ultimately allows dominant groups
to determine
who minority representatives are.
Finally, formal methods of fixing representational problems
through quotas
or setting aside seats also risk weakening the link between
representatives and those they represent. For instance,
creating
designated positions can give organizations the illusion
that they are
reaching out to different groups, but do little to assure
that they are.
There is something to be said for representatives playing
a mobilizing
role within organizations, because through the mobilization
to get votes,
representatives learn what members want and may have to
accountable to
them. And if candidates can't find the support within the
organization,
they may have to work harder to bring them in.
Of course, there are times when all of the above approaches
are both
appropriate and necessary. Sometimes quotas are required
to get certain
representational concerns on the table; sometimes designated
seats are the
only way to assure an organization starts working on representing
historically marginalized groups. But there are limits,
both structural
and organizational, to how far these approaches can be applied.
Structurally, elected boards can only be so big before they
become
unwieldy and unproductive - designated seats can't be added
indefinitely.
Organizationally, memberships will eventually revolt if
their electoral
choices too hemmed in by competing quotas. As new demands
for
representation continue to mount, we've got to find a better
way of
facilitating change and representing the diversity of our
members.
Our previous 'solutions' have overlooked the most essential
part of the
problem - the 'all or nothing' nature of our voting systems.
If it is
better representation we want, then we have to change the
logic of our
methods of electing those representatives. All or nothing
is a
understandable principle when one faces a zero-sum choice
(ie 'do we allow
smoking in this room or not?') but it fails miserably in
're-presenting'
the diversity of an organization in elections. Instead,
what we really
want is a proportional representation of our diverse identities
and
interests. And that means we need to consider voting systems
that operate
proportionately.
Proportional voting for progressive organizations: a
new 'solution'
Proportional representation (PR) is a pretty straightforward
idea; if you
get the votes, you should get the seats. If a minority view
in an
organization represents ten percent of the members, and
there is a
ten-member board, under PR they should be able to elect
one
representative. In fact, with PR, minorities can't be denied
their
representation if they have sufficient voting strength.
This is because,
unlike all or nothing voting systems, successful candidates
do not require
a plurality or majority of all the votes cast to gain election,
they only
need a proportion of the overall vote. The proportion itself
is usually a
function of the size of the board - with a four member board
the
proportion of the vote needed for election would be approximately
twenty-five percent, with ten members it would be ten percent,
and so on.
All kinds of organizations in Europe use proportional voting
for their
internal elections. Where competition between organized
slates is common,
most use a 'list' form of PR. Here getting to a proportional
result is
easy. If a slate gets twenty percent of the vote, it will
get twenty
percent of the seats, with the actual candidates gaining
election being
the first twenty percent of the names on their ordered list.
Progressive
organizations here could adopt a PR-list system and get
excellent
proportional results. However, one potentially limiting
feature of
PR-list is that it requires the existence of slates to work
(under this
system seats can only be assigned proportionately to groups,
not
individuals). Of course, not all organizations feature slates
in their
elections. As such, PR-list won't suit every groups' need
for
proportional voting.
A more flexible form of PR, one that creates proportional
results whether
there are slates or not, is the single transferable vote
(STV).
With STV, voters rank individual candidates numerically,
their first
choice as '1', their second as '2', and so on. Voters keep
on ranking
candidates for as long or as little as they like. Voters
could restrict
their rankings to members of one slate or, alternatively,
priorize a
particular issue or identity and rank candidates accordingly,
regardless
of which slate they belong to.
As should be apparent, voting with STV is pretty simple.
Getting to our
results, however, is a bit more complicated. When balloting
is completed,
votes are tabulated on the basis of all the first choices
marked. Some
candidates will probably have obtained a high enough proportion
of the
vote, or 'quota' as it is called in STV, to be declared
elected. The
portion of their vote above the quota is then redistributed
to other
candidates - this is how STV creates proportional results.
For example,
let's say a candidate has obtained twice the proportion
of votes needed to
get elected. What this means is that the candidate really
only needs half
of each vote they have received. The other half of each
of their votes
can now be transferred to the second choices that have been
marked on
them. Thus one vote may ultimately help a number of candidates
gain
election. When the transferred surplus from elected candidates
is no
longer enough to elect anyone else, our attention shifts
to transferring
the votes of the least popular candidates, and so on. This
process
continues until all the positions are filled. All this used
to be done by
hand but now computer programs can do all this calculating
and counting.
For the members of progressive organizations, STV allows
for some pretty
sophisticated voting. When the results are in, we will discover
that most
voters contributed to the election of a number of candidates,
either by
taking direction from slate organizers or marking preferences
with their
own ideas of what is best for the organization. Either way
STV-elected
boards will represent a diversity of identities and ideas.
STV also gets
around the thorny issue of majorities defining (by their
voting strength)
who minority representatives will be - if minorities have
the votes they
can't be denied their choice of representative.
Conclusion
As our society becomes more diverse, we need to adapt our
organizations to
respond to and represent these changes. To do so effectively,
we've got
to examine the ways we try to represent diversity. So far,
we've been
lurching from one half measure to another, always patching
up some
'solution' but never really getting to the root of the problem.
It's now
time for a root and branch approach to change. Diverse representation
simply cannot be reconciled with 'winner take all', 'all
or nothing'
approaches to voting.
We've got to give up these old, familiar ways of electing
representatives,
and adopt methods more in line with our commitments to diversity
and
inclusion. Proportional voting is the very embodiment of
these new
values. Where all or nothing voting often leads to lopsided
and skewed
results, a proportional allocation of representation can't
help but
'include', it can't help but be 'diverse'. And the STV form
of PR
particularly gives members, both individually and in groups,
a great deal
of power to shape the representative process, either by
forming or not
forming slates, or by initiating new claims for representation.
Of course, voting systems alone do not create any results.
People still
have to act to better representation regardless of how we
count the votes.
Nor can a change in voting system solve all problems of
representation.
Progressive organizations will still have to address how
inequalities of
all kinds affect and diminish the democratic opportunities
for some, and
enhance those of others. But the choice of voting system
might contribute
a great deal to how we take up these challenges, how divisive
they become,
and how much reward we reap from our ongoing efforts. For
these reasons
alone, the question of voting system reform in progressive
organizations
deserves our serious consideration.
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